Tags Compliance

Tag: compliance

Trading compliance platform Droit bags $16m Series A round

Financial services compliance startup Droit Financial Technologies has picked up $16m of investment led by Goldman Sachs, Pivot Partners and Wells Fargo. Principal trading firm...

Market surveillance firm Ancoa sets up advisory board

Ancoa Software, a contextual surveillance and insightful analytics provider for exchanges, regulators, and buy and sell-side firms, is establishing an advisory board.

Resolute Ventures backs AI expense auditing, compliance startup AppZen

Resolute Ventures has helped AI-centric automated expense report auditing and compliance startup AppZen to a $2.9m funding round.

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