Tag: compliance
Trading compliance platform Droit bags $16m Series A round
Financial services compliance startup Droit Financial Technologies has picked up $16m of investment led by Goldman Sachs, Pivot Partners and Wells Fargo.
Principal trading firm...
Market surveillance firm Ancoa sets up advisory board
Ancoa Software, a contextual surveillance and insightful analytics provider for exchanges, regulators, and buy and sell-side firms, is establishing an advisory board.
Resolute Ventures backs AI expense auditing, compliance startup AppZen
Resolute Ventures has helped AI-centric automated expense report auditing and compliance startup AppZen to a $2.9m funding round.